"Which of the following are covered under the Securities Exchange Act of 1934? I Registration of new issues II Stabilization of new issues III Registration of exchanges IV Registration of broker/dealers"

Answers

Answer 1

Answer: II. stabilization of new issues

III. registration of exchanges

IV. registration of broker-dealers

Explanation:

The Securities Exchange Act of 1934 was put in place in order to be in charge of security trading.

From the options, those that are covered under the Securities Exchange Act of 1934 include the stabilization of new issues, the registration of exchanges and the registration of broker/dealers.

It should be noted that the Securities Exchange Act of 1934 does not cover the registration of new issues.


Related Questions

Suppose that Mexico experienced a very severe period of inflation in 1972. As prices in Mexico rose, the demand in the foreign exchange market for Mexican pesos:

Answers

Answer:

demand for pesos would fall and supply would rise. their value would decrease as a result

Explanation:

Inflation is a persistent rise in general price level.

When there is high inflation in a country, the demand for the currency would fall because the value of the currency is low. this fall in demand coupled with the excess supply of the currency would lead to a fall in the value of the currency.

Kelley Company reports $1,250,000 of net income for 2017 and declares $175,000 of cash dividends on its preferred stock for 2017. At the end of 2017, the company had 380,000 weighted-average shares of common stock. 1. What amount of net income is available to common stockholders for 2017

Answers

Answer:

Net income available to common stockholders is $1,075,000

Explanation:

Net Income                            $1,250,000

To Preferred Shareholders   $175,000    

Net income available to       $1,075,000

common stockholders

Basic earnings per share = Net income available to common stockholders / weighted average shares of common stock

Basic earnings per share = $1,075,000 / 380,000

Basic earnings per share = $2.8290 per share.

Other Questions
As the workforce becomes more diverse, why does performance appraisal become a more difficult process? whats the equation of line ? y =__x + __ an object weights 0.250 kgf in air 0.150 in water and 0.125 in an oil.find out the density of the object and the oil Which is an infinite arithmetic sequence? a{10, 30, 90, 270, } b{100, 200, 300, 400} c{150, 300, 450, 600, } d{1, 2, 4, 8} What is credit?an arrangement in which you receive money, goods, or services now in exchange for the promise of payment lateran arrangement in which you receive goods or services in exchange for other goods and servicesan arrangement in which you receive money now and pay it bulk later with fees? You have gathered the following information on your investments. What is the expected return on the portfolio? Stock Number of Shares Price per Share Expected Return F 310 $ 40 13.32 % G 315 $ 26 10.05 % H 255 $ 52 10.59 % Click to review the online content. Then answer the question(s) below, using complete sentences. Scroll down to view additional questions. Career Connection: Shin-fong How does Shin-fong keep track of his finances? what is x if y is 50, it is equivalent to 9/150. the first peep gets brainliest PLS HELP ME WITH THIS QUESTION, ANYTHING REALLY HELPSS!!!! Rhesus monkeys were exposed to lesioning of a specific brain area, and when they woke up they showed a pronounced decrease in their fear responses. The part of the brain that was most likely under investigation in this study was the ________. The last dividend paid by Coppard Inc. was $1.25. The dividend growth rate is expected to be constant at 27.5% for 3 years, after which dividends are expected to grow at a rate of 6% forever. If the firm's required return (rs) is 11%, what is its current stock price What is the the product of (-1 - 3i) and its conjugate? What strategy benefits both companies and employees since it increases a company's ability to recruit and retain workers and allows employees to balance work and home life by allowing them to choose their starting and ending times, as long as they are there during a specified core period Identify the obsession in the following sentence. "Keisha is overly concerned aboutgerms, so she spends hours wiping the surfaces of her home and washing her hands."a) spending hours wiping the surfaces of her homeb) germsc) spending hours washing her handsd) concern over germs In this activity, you will write a travel blog post in Spanish describing a trip that you have taken in the past. Include both past tenses, the imperfecto and the pretrito. Use vocabulary related to travel. Submit the response to your teacher. Why do you think Hal, Mercedes, and Charles set out for the Klondike when they were so inexperienced? Give at least 3 examples as to why they were unsuccessful. of a portfolio. The beta of four stocksG, H, I, and Jare , , , and , respectively. What is the beta of a portfolio with the following weights in each asset: LOADING...? What is the beta of portfolio 1? Mark, the sales manager at Lance Motors has called for a meeting with all his sales representatives. He wants to give them feedback, and set new guidelines regarding their annual targets. With reference to the transmission phase of communication, which of the following best describes Mark's role? A) Recipient B) Sender C) Messenger D) Receiver E) Decoder inscribed angles. need answers asap , thank u! $10,000 for 20 years at 5% compounded annually